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Is the company registered to sell securities?

When it comes to financial assets it is imperative that one be cautious at all times. A company that sells investor stocks, assets or even partnership shares but has not registered its securities should be a company that sends question marks to ones brains. Companies are required to registered their securities and file a prospectus and annual reports with the agency tasked to regulate such companies.

If a company fails to prove that they have registered their securities and attempt to explain an exemption from security registration then the company might be avoiding regulatory bodies that might have a say in the eventual delivery of ROIs then it is safe to say that investment with the said company is doomed to be a failure. Is it “too late” to invest the money now?

By the utilization of sales strategies, many scam artists provide the impression that only a minute amount of investment can be sold or that the maximum number of shares are nearly met, an scammer will attempt to convince the potential investor that they will miss out on the opportunity being presented and if they fail to invest at that given moment they might not be given the opportunity again.

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If a potential investor falls for this, their hard earned money might just have flown out the window. Does the investment have a track record?

Claims of ‘hot entrepreneurial opportunities’ should not be a factor in actual investments. Con artists usually coins successful stories of legitimate companies and uses them to bait potential investors, on the contrary this comparison should not be a relevant factor in choosing investment opportunities, rather it is more apt to research the company and find out its track record and take into consideration the current people handling the investments of the company and the management team that manages the company before actually putting in money for investment. Where is the money going?

Potential investors must realize that a legitimate company will always provide its investors an accounting of the company’s assets and the investor’s money at all times. Written accounting of investments made, actual purchases made, any development in the opportunity and amounts going to commission, advertiser profits and marketing costs should be readily available for you when you ask for it. Realize that financial investments made to cover expenses and overhead costs will yield a lower amount to be invested in profit gaining ventures, leading to a lower ROI for the investor.

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